Service Provider Performance Evaluation - Investment Advisors
    Please rate the effectiveness of service provided by the contractor listed below. If you have no opinion, or do not recall using or receiving the service, indicate not applicable (N/A).
 
1.
Contractor Company:
2.
Contact Person:
3.
Contract Anniversary:
4.
Service Provided to SELF:
       
    Activity Rating
      Poor -- 1 -- 2 -- 3 -- 4 -- 5 -- N/A -- Excellent
    CONTRACT TASKS  
5.
Provide research, monitoring and evaluation of investments; recommending sale and reinvestment when advantageous to SELF.
 1   2   3   4   5   N/A  
6.
Ensure that orders are placed with reputable, qualified and financially sound broker/dealers. In selecting broker/dealers for placing orders, seek the most favorable execution and price for SELF.
 1   2   3   4   5   N/A
7.
Performance shall be measured against comparable indices, such as the LA County Pool, LAIF Merrill Lynch 1-3 Yr Treasury Index, 2-Yr Treasury Index.
 1   2   3   4   5   N/A
8.
Provide the Board with periodic updates on SELF’s strategy and the market trends.
 1   2   3   4   5   N/A
       
    COMMUNICATION  
9.
Ability to communicate thoughts and ideas orally and in written form, and have them understood by others; ability to carefully listen, observe, understand and respond to what is communicated by others; skill in preparing written documents in a thorough and professional manner; skill in preparing, articulating and presenting material in a public meeting.
 1   2   3   4   5   N/A
       
    INTERPERSONAL SKILLS  
10.
Ability to deal with people; skill in maintaining cooperative, friendly relations with the Board and members; skill in handling conflict and confrontation; skill in inspiring confidence in others.
 1   2   3   4   5   N/A
       
    FOLLOW THROUGH  
11.
Ability to not just accomplish goals and objectives as stated, but to provide additional value for members.
 1   2   3   4   5   N/A
       
12.
Specific examples or comments: